Complaints Procedure

Introduction

CRUX Asset Management Ltd endeavours to provide the highest possible standards of service to all clients at all times; consequently, it is always disappointing when a client has cause to complain. We welcome the opportunity to resolve any complaint in a prompt and fair manner.

Should you feel the need to make a complaint please contact us either by email (clientservices@cruxam.com) ref Complaint or in writing:

Head of Client Services, ref Complaint — CRUX Asset Management Ltd. 5 Stratton Street, London W1J 8LA

We make complaints our highest priority and find that most issues can be resolved within a few days. There may be times, for example if the investigation is complex and/or further enquiries have to be made that the process takes longer. In these circumstances, we shall keep you informed of progress.

Investigating Your Complaint

Under most circumstances our Client Services department will be handling your complaint and will communicate with you directly. In some circumstances a complaint may need to be referred to our Compliance department, in which case you may receive a response from them.

CRUX Asset Management Ltd will send you a written acknowledgment within 2 working days following the receipt of your complaint; if at all possible we will provide a resolution at this time. If we require more information to resolve the matter we will make a request in writing. When our investigations are complete we will send you a Final Response Letter that explains the results of our investigation and what action we propose to take.

We shall endeavour to always keep you informed of the progress made in investigating your complaint. If we have not been able to issue a Final Response Letter within eight weeks of receiving your complaint we will provide a written explanation as to why the issue remains unresolved and will tell you when we expect to be in a position to resolve your complaint.

Financial Ombudsman Service (FOS)

CRUX Asset Management Ltd is covered by the Financial Ombudsman Service (FOS). You may refer your complaint to the FOS if you are still unhappy after receiving the Final Response Letter or if you have not received the Final Response Letter within eight weeks of us receiving your complaint. We will provide an FOS leaflet to you any time upon request. We will include a leaflet with our Final Response Letter or send you one if we are unable to resolve matters by the end of the eighth week following receipt of your complaint.

If you would like the Financial Ombudsman Service to look into your complaint, you must contact them at the following address within six months of the date of any final response issued:

The Financial Ombudsman Service Exchange Tower London E14 9SR

Alternatively you can phone 0800 023 4 567. Further helpful information can be obtained from visiting the Financial Ombudsman website at www.financial-ombudsman.org.uk

Authorised and regulated by the Financial Conduct Authority (ref:623757)

CRUX Asset Management Limited is registered in England & Wales, company number 08697189

Registered Office

48 Pall Mall,
London SW1Y 5JG

© 2018 CRUX Asset Management Limited. All Rights Reserved

How CRUX uses cookies The CRUX website uses cookies and similar technologies. Cookies are a widely adopted method of helping site owners improve the efficiency of their websites and gain information about how their sites are being used. Click here to read our full cookie policy and find out how to change your cookie settings. Otherwise, we'll assume you're OK to continue. Don't show this message again